Regulatory Guidance Update
Navigating international research and regulatory compliance: resources and support available
Oct. 18, 2024
Dear research colleagues,
The federal regulatory environment affecting how research is performed at American universities continues to grow increasingly complex. In particular, the current landscape for international research can be challenging for those from, or who collaborate with people from, countries of concern as defined by federal guidelines or other heavily regulated lists, such as the Office of Foreign Assets Control (OFAC).
Currently, these countries of concern are Belarus, Burma, Cambodia, China, Cuba, Eritrea, Iran, the Democratic People's Republic of Korea, Nicaragua, Pakistan, Russia, Saudi Arabia, Syria, Tajikistan, Turkmenistan, Venezuela, and certain regions of Ukraine.
Given the dynamic regulatory environment, this list of countries is subject to change, as are the reasons behind which certain countries are on the list. Therefore, maintaining ongoing vigilance and partnering with colleagues who can assist you in these matters is crucial to ensure you remain compliant.
Our Export Controls and International Compliance Office and Research Security Program, led by Amy Weber, is a valuable resource, providing expert guidance to help you navigate the intricacies of international research. Find examples of specific guidance here. Additionally, our Conflict of Interest team, led by Emily Updegraff, offers critical insights and support on managing potential conflicts and disclosures during your work. I strongly encourage you to contact Amy and Emily if you have any questions or concerns regarding compliance or conflict of interest issues tied to your research.
Northwestern is fully committed to supporting your research endeavors and ensuring compliance. Should you need any assistance, don't hesitate to contact Amy, Emily, or me.
Thank you for all you do to advance research excellence and elevate Northwestern as one of the world's best academic research institutions.
Sincerely,
Eric J. Perreault
Vice President for Research